Compliance Officer

Full Time Accra- Central, Greater Accra, Ghana Posted 1 week ago

About Position

Compliance Officer (Full Time)

₵2,000.00 - ₵3,000.00 / Monthly

Accra- Central, Greater Accra, Ghana (Anywhere)

Compliance Officer

Full Time Accra- Central, Greater Accra, Ghana Posted 1 week ago

Description

A leading financial services group operating from Accra with operations in investment banking, securities trading and investment management, seeks to employ highly qualified professionals to fill the following position: Compliance Officer

Responsibilities
  • Assist in the management of the day-to-day operations of the group's compliance unit
  • Ensure that the board of Directors management and employees operate in compliance with the regulations and rules of regulatory agencies such as the securities & exchange commission (SEC), the Ghana Stock Exchange (GSE), and the financial intelligence centre (FIC), National Pensions Regulatory Authority (NPRA) and the company policies and procedures are adhered to
  • Assist in the development, maintenance and update of compliance policies and procedures to prevent illegal, unethical, or improper conduct
  • Monitor new legal and regulatory developments and update internal policies and procedures accordingly
  • Review, maintain and update required compliance and corporate files and produce scheduled regulatory filings for group companies, as mandated by the SEC, the GSE, the FIC, NPRA and other relevant regulators
  • Perform related duties and projects as assigned by supervisor
Educational Requirements
  • Knowledge in the securities industry law, PNDC Law 333, Securities industry Amendment Act, Act 590, Unit Trusts and Mutual Funds Regulatory and Legislative Policy & Procedures for the Financial Sector
  • Knowledge in the Anti-Money Laundering Act, 2008 (Act 749) and industry guidelines on Anti-Money laundering and the combating of the financing of terrorism (AML/CFT).
  • Ability to exhibit sound and accurate judgement
  • Ability to multitask and meet deadlines
Apply instruction
Candidates must submit an application letter, curriculum vitae, copies of certificates, names, addresses and contact details of 3 referees.

Interested and qualified applicants should send their applications and indicate the positions being applied for to:

toprecruit2019@gmail.com

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Job Summery

Vacancy : 2

₵2,000.00 - ₵3,000.00 / Monthly

Full Time

Accra- Central, Greater Accra, Ghana (Anywhere)

Experience Level : Medium

Experience Required : 3 Year/s

Gender : (Any)

Posted : 1 week ago

Deadline : March 30, 2019 5 days from now

Job ID : 36FH03RKXM

Apply instruction
Candidates must submit an application letter, curriculum vitae, copies of certificates, names, addresses and contact details of 3 referees.

Interested and qualified applicants should send their applications and indicate the positions being applied for to:

toprecruit2019@gmail.com
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